Which of the following actions is a part of compliance monitoring?

Study for the Entity Operations Compliance Exam. Test your knowledge with flashcards and multiple choice questions. Each question includes hints and explanations to help you prepare confidently. Get exam-ready and enhance your compliance skills!

Compliance monitoring involves the processes and activities that organizations implement to ensure adherence to relevant laws, regulations, and internal policies. Regularly reviewing adherence to laws and internal policies is fundamental to compliance monitoring because it allows an organization to evaluate whether its operations align with legal requirements and established standards. This regular review process is critical for identifying potential compliance risks, ensuring timely corrective actions, and facilitating continuous improvement in compliance practices.

In contrast, providing extensive marketing campaigns, creating new employee roles, and developing external partnerships focus on business operations or strategic initiatives rather than monitoring and ensuring compliance. While these actions may contribute to an organization's overall success, they do not directly relate to the mechanisms required for maintaining compliance with laws and policies. Therefore, the action that embodies compliance monitoring is the regular review of adherence to laws and internal policies.

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